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Securities Investor Protection Corporation
Results: 794

#	Item
691	Opinion; Release No[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-12-03 15:05:39 Financial markets Depository Trust & Clearing Corporation Securities Securities Investor Protection Corporation Horning Broker-dealer Securities Exchange Act Security Securities Investor Protection Act Financial economics Financial system Finance
692	United States Court of Appeals FOR THE DISTRICT OF COLUMBIA CIRCUIT Argued November 13, 2008 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-09-23 10:56:31 Financial system U.S. Securities and Exchange Commission Broker-dealer Securities Investor Protection Corporation Securities Exchange Act Registered representative Securities and Exchange Commission Financial economics United States securities law Finance
693	Page 23 of 72 Bold Underlined text indicates additions to Rules text. Bold, Strikethrough text indicates deletions from Rules text. NATIONAL Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-04-08 16:44:23 Securities Stock market Financial markets Short selling Security Settlement Short Securities Investor Protection Corporation Financial economics Finance Business
694	Alabama Securities Commission INVESTOR ALERT "IBFT--A PONZI Add to Reading List Source URL: www.asc.state.al.us Language: English - Date: 2002-09-19 11:50:45 Securities Securities fraud Fraud Ponzi scheme Charles Ponzi Securities Investor Protection Corporation Dale L. Graybill Ethics Crime Corruption
695	[TEMPLATE FOR SETTLED ORDER IN COMBINED CEASE AND DESIST AND ADMINISTRATIVE PROCEEDING] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-01-29 15:45:55 Financial markets United States securities law Financial services Investment United States Securities and Exchange Commission Net capital rule Securities Investor Protection Corporation Broker-dealer Security Financial economics Finance Financial system
696	Administrative Proceeding: Philip D. Phillips Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-03-29 16:19:04 Financial system 73rd United States Congress United States Securities and Exchange Commission Investment Securities Investor Protection Corporation Securities Exchange Act U.S. Securities and Exchange Commission Broker-dealer Financial economics United States securities law Finance
697	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-10-04 14:07:00 Financial economics Corporate crime U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Government Securities Exchange Act Securities Investor Protection Corporation Securities regulation in the United States Securities Commission of New Zealand United States securities law Financial regulation United States Securities and Exchange Commission
698	SEC News Digest, [removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-06-26 10:33:06 Investment Securities Investor Protection Corporation Ln
699	SEC Complaint: Securities Investor Protection Corporation Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-12-15 11:12:44 Stanford Financial Group Business Criminal investigation Economics Confidence tricksters Financial economics Securities Investor Protection Act Allen Stanford U.S. Securities and Exchange Commission Investment Securities Investor Protection Corporation Late-2000s financial crisis
700	Corrected to conform to Federal Register Version SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 240 and 249 Release No[removed]; File No. S7[removed]RIN 3235-AK56 Broker-Dealer Reports Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-09-18 13:18:50 Net capital rule United States housing bubble Financial services Financial markets Investment United States securities law Broker-dealer Securities Investor Protection Corporation Dodd–Frank Wall Street Reform and Consumer Protection Act Financial economics Finance Financial regulation

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